And, as always, we will continue to coordinate with them on examination initiatives in order to minimize duplicative efforts as well as leverage their regulatory reach into the broker-dealer industry.
One of my early observations upon joining OCIE was the amount of work that takes place prior to an exam.
Finally, consider this hypothetical example from a political debate which uses parallel structure to magnify the contrast between opposing ideologies: In your thesis, make a point about your topic and make the point in a concise 8 to 14 word complete sentence like: From my perspective, these people are severely underestimating the potential loss that would likely follow from a compliance failure.
To put this in context, some financial services firms have compliance staffs that are multiples of this size, not including consultants. Finally, your input in exams helps us to inform policy, as we can relay your experiences directly to the policy divisions.
For example, inOCIE conducted over outreach conferences with the industry and securities regulators, both regionally and nationally, and OCIE staff appeared at roughly events in order to promote transparent communications and coordination among industry participants and regulators.
How to Use Parallelism in Your Speeches 1. Is effectiveness measured by the number of deficiencies an exam team finds? This sentence can tell a reader whether your essay is something they want to read. Use pauses and vocal variety to help convey the start or end of the parallel patterns. Peanut butter and jelly sandwiches are easy to make because it just takes three ingredients.
Or is it a combination of these? Granted, many of these firms are overseen by a myriad of regulatory bodies, but the comparison in resources is dramatic.
What does OCIE view as an effective exam? Students may consult articles and evidence they gather prior to the contest, but may not use the Internet during preparation. Chair White said it best when she described how the SEC will protect the investing public: In addition to the very tangible but bespoke benefits to a registrant subject to an examination, I believe OCIE can help improve compliance by providing registrants and you, as their compliance officers with information so they can assess their own compliance programs based on their unique business model and undertake steps to develop solutions which address any potential gaps.
From my perspective, these people are severely underestimating the potential loss that would likely follow from a compliance failure. No matter how well a speech is written, a speaker who delivers it in a flat, monotone voice will ruin it.
In monitoring risk, we want to hear your perspectives about the risks you see your firms facing, so that we can complement our own perspectives and get a fuller picture.
In the above persuasive thesis, you can see my opinion about Narnia followed by three clear reasons. Say something that comes from your own unique experience, research, and creativity.
This form of parallelism also has a fancy name: Pete and his team are meeting with risk teams from industry and other regulators to understand how others are monitoring and mitigating emerging risks in the marketplace.
Modernism[ edit ] Modern theorists were focused on achieving progress and believed in the existence of natural and social laws which could be used universally to develop knowledge and thus a better understanding of society.
In my meetings, I am comforted by recent feedback from the industry leaders that OCIE is focused on the appropriate risks. What do you want it to achieve?
Original Oratory Students deliver a self-written, ten-minute speech on a topic of their choosing.About Commentary. Extemp Commentary, often simply called Commentary, is an original 5-minute speech created as a result of a prompt such as a question, statement, or single word/short phrase.
Jul 30, · How to Write an Informative Speech. In this Article: Article Summary Deciding on Your Topic Researching Your Topic Writing Your Speech Practicing Your Speech Sample Informative Speeches Community Q&A An informative speech explains something you're interested in or describes how to do something.
Full text of Nikita Khrushchev's Secret Speech, delivered 25 February over four hours to a closed session of leading party members.
To create a thesis statement, simply remove the 'to inform my audience' or 'to persuade my audience' from your specific purpose statement and include your main ideas in a single sentence.
Today, gun control is under discussion everywhere. All the tragic gun violence-related events that took place recently and not so recently led not only to grief but to all sorts of speculation on all levels.
First Amendment Library. FIRE’s First Amendment Library is a free, online database of First Amendment-related materials, including illustrated timelines, educational materials, unique articles, and more than Supreme Court cases concerning the First Amendment.
The content available in the library serves as the foundation for an an easy-to-use, ever-expanding resource for students, law.Download